Senior Professional Assessment 1 (Insurance Compliance)
- Sector: General insurance
- ASIC accreditation: Tier 1
- NIBA College membership: Qualified Financial Services Representative
- Pre-requisite: 5 out of the last 8 years relevant experience
- Award: Diploma in Financial Services
This course is suitable for those who are reponsible for managing compliance in an Insurance office
This assessment is for experienced general insurance compliance managers and will test your knowledge and skill inthe following competency areas:
- Skills related to interpreting and managing statutory, legislative and regulatory obligations for organisational compliance as these relate to insurance organisations.
- Skills related to developing, implement and monitoring compliance systems, managing the staff training function and financial systems.
- Skills related to developing broking service guidelines and implementing business practices and quality systems.
- Skills related to reviewing compliance systems and service support system for broking services.
- Core business knowledge and skills as they apply in the financial services industry including: financial services legislation, industry and professional codes of practice, health and safety practices and the effective use of technology, information collection and presentation, communication and team work skills.
Find out details of the optional Tier 1 Adviser assessments that can be added on to this assessment for one or more of the following product areas:
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Course Fees
Terms of Study
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